Senior Compliance Manager

Arthur are delighted to be working with a (Re) Insurance Broker that are looking for a Senior Compliance Manager with demonstrable experience and understanding of the London Insurance market.

Reporting into the COO, you will be responsible for:

• Ensuring the business remains compliant with the appropriate regulators (Lloyd’s, FCA etc.) and addressing any potential breaches
• Heading up the management and implementation of Compliance and Financial Crime Policies
• Assessing and overseeing regulatory, compliance, and conduct risks
• Overseeing compliance with SMCR
• Implementing and improving policies to counter financial crime
• Carrying out training and reporting on conduct rules
• Keeping abreast of regulatory changes
• Presiding over FCA’s Risk Assessment/Thematic visits
• Dealing with KYC, TOBAs, Client Onboarding, and Sanctions screening
• Designing and delivering the Compliance Plan
• Developing and deliver training courses for Boards and Committees
• Managing regulatory engagement and reporting

• Impeccable understanding of the UK regulatory environment, including FCA
• Experienced professional within the Compliance sphere with a comprehensive understanding of Insurance.
• Knowledge of other jurisdictions would be advantageous 
• Significant experience in London Market insurance, preferably within Lloyd’s market
• Demonstrable written and verbal communication skills