Regulation and Compliance Manager

Regulatory & Compliance Manager

Client Details

Financial Services Regulator

Description

I am recruiting a Regulatory & Compliance Manager for a financial services regulatory based either in London or fully remote. You will:

• Support the development and delivery of regulatory compliance and assurance strategies for existing and new Standards and Codes that include quantitative and qualitative analysis.
• Analyse information from firms and identify the key risks of harm to customers, dealing with complex problems, finding solutions and recommending interventions where appropriate
• Carry out investigations into systemic or significant breaches, identifying issues and providing reports and recommendations to the Executive.
• Using data to identify trends, outliers and provide clear and concise insights to support the Compliance and Insight team.
• Form sound judgements on a variety of regulatory topics and communicate this clearly and succinctly to internal and external stakeholders
• Act as the first point of contact and main liaison for a portfolio of firms.
• Provide advice and guidance to firms in relation to the interpretation and intended application of the Standards and Codes.

Profile

You will have:

• Experience in a regulatory, compliance, risk or policy role in the UK retail and/or SME financial services industry with a strong understanding of the UK credit regulatory and financial services landscape.
• Experience of developing and delivering regulatory and oversight strategies based on quantitative and qualitative information.
• First class communication and presentation skills (oral and written), with demonstrable evidence of building long-term, high value relationships and establishing credibility with senior stakeholders.
• Strong interpersonal skills with experience of dealing with and influencing senior personnel and gaining acceptance of recommendations and report findings through tactful and sound persuasion.
• Ability to understand a firm's goals and objectives and then be able to strike the right balance between being independent and helping the firm achieve its aims, i.e. to act as a critical friend.

Job Offer

£66,000 PA

London or fully remote.