Compliance Assistant

Position: Compliance Assistant
Location: Maidstone
Salary: Up to £30,000

We are seeking a Compliance Assistant to support the Head of Compliance & Audit in scheduling and completing compliance requirements for our client who are an Insurance Broker/Network. The role is based Compliance and Audit department at their Gateshead office.

• Schedule and complete compliance requirements
• Record material regulatory breaches and provide feedback to Senior Management
• Act as a point of contact for Brokers and manage the Compliance Inbox
• Assist in producing Management Information and Monthly Reports
• Support the Senior Management Team with ad hoc projects
• Complete mandatory Continuing Professional Development set by the Head of Compliance and Audit
• Adhere to the FCA's Code of Conduct
• Help in the identification, assessment, and documentation of operational/regulatory risks and controls
• Manage monthly MI reports, update policies & procedures, and review files

• Educated to GCSE level or equivalent qualifications/experience
• Qualifications in Financial Services e.g. Cert CII or equivalents
• Previous experience in Compliance/Risk/Governance/File Auditing Roles
• Ideally, previous experience in General Insurance and/or Pure Protection sectors
• Proficiency in using Microsoft Word, Excel, and email

• Full-time role, Monday to Friday, 9-5
• Reporting to the Head of Compliance and Audit
• Salary Range: £27,000 - £30,000 based on experience

• Professional development opportunities
• Exposure to a dynamic and growing industry
• Competitive salary and benefits package

If you are a courteous and professional individual with a commitment to maintaining regulatory knowledge, we encourage you to apply for this exciting opportunity.