Financial Advisor

Independent Financial Adviser

• Location: Midlands
• Job Type: Full-time
• Regulated Role: Yes
• Certified Role: Yes
• Salary: up to £60k

We are seeking a highly competent Independent Financial Adviser to provide expert investment advice within regulatory guidelines and the firm’s procedures. This role requires a deep understanding of financial products, market dynamics, and regulatory frameworks. The ideal candidate will have a proven track record in financial planning and a strong commitment to client service.

• Identify and contact potential clients, gathering sufficient information to understand their needs.
• Analyse client information and conduct thorough market and product research to make suitable recommendations.
• Complete all supporting documentation accurately and maintain compliance with regulatory and firm standards.
• Maintain up-to-date knowledge of financial products, market conditions, and legislative changes.
• Undertake continuous professional development (CPD) to enhance knowledge and skills, fulfilling the requirements set by regulatory bodies.
• Provide detailed and clear information to clients about investment products, ensuring understanding of risks, costs, and tax implications.

• Approved qualification, such as a Diploma in Regulated Financial Planning.
• Minimum of three years’ experience dealing with clients and five years in the financial industry.
• Strong understanding of the Financial Services and Markets Act 2000, the Financial Services Act 2012, and other relevant regulatory frameworks.
• Excellent analytical skills and attention to detail.
• Proficient in Microsoft Office, especially Word and Excel.
• Strong verbal and written communication skills.
• Ability to empathise and build strong relationships with clients and team members.

• Opportunities for professional growth and obtaining further qualifications, such as Chartered Financial Planner status.
• Supportive and ethical working environment.
• Competitive salary and benefits package.

• Professional and positive attitude.
• Strong interpersonal and organisational skills.
• Self-motivated with a ‘can-do’ attitude and a strong desire to succeed.

To apply for this Independent Financial Adviser position, please submit your CV and cover letter detailing your relevant experience and why you are interested in this role.