Compliance Officer

  • Home
  • Compliance Officer
a
Compliance Officer

London

Post Date, 21/11/2024

Salary: 40000-45000 per annum

Contract

Compliance Officer - Legal - City - £45,000 pro rata - 3 month contract

Wise May are looking for a Senior Risk and Compliance Officer to join our client, a personable and progressive law firm based in the City. This is a great opportunity to join a friendly team who reward hard work.

Duties to include:

  • Ensuring that robust client due diligence (CDD) is conducted when onboarding clients with particular focus on CDD for corporate entities and more complex structures.
  • Liaising with fee earners to ensure that any outstanding information for onboarding, including conflict checks, AML checks and Risk Assessments are completed.
  • Conducting screening.
  • Answering AML queries and escalating where required.
  • Managing a shared inbox ensuring that emails and requests are dealt with in a timely manner.
  • Supporting the team with other risk and compliance projects.
  • Carrying out administrative duties and other ad-hoc activities as required.

Key skills required:

  • A minimum of 5 year experience in a risk and compliance role ideally within a law firm.
  • Prior experience in reviewing risk assessments and experience in client onboarding.
  • Experience in completing CDD/KYC for corporate entities and exposure to complex corporate structures would be an advantage.
  • Experience with dealing with regulatory queries and general risk and compliance matters in a law firm.
  • Strong attention to detail and an ability to handle confidential information in a professional and discreet manner.
  • Excellent analytical skills and a high standard of written and oral communication.
  • Strong IT skills.

Job Responsibility
Contract Details
  • Contract Type: Contract
  • Salary Type: per annum
  • Total Applications: 125
  • Last Date: 02/01/2025
Contact us or Apply now

Upload CV (pdf,docx,txt) *

You will be contacted on your provided email address.

Copyright © 2022 Auto Managing Privacy Policy.