Business Assurance Officer - Mortgages

Business Assurance Officer - Mortgages

Are you interested in working for a leading financial services provider based in the City of London?

An opportunity is available for a Business Assurance Officer to join the compliance team, ensuring that the business assurance / consumer duty is maintained in areas of regulated and non-regulated property finance advice (mortgages, BTL, Bridging Finance, HNW, Self Build).

The role would suit someone who is already working within mortgage compliance / business assurance or an experienced Mortgage Adviser who has a genuine interest in compliance / consumer duty.

The is a great opportunity to join a thriving business offering career progression.

Areas of responsibility:

• Business Assurance of regulated and non-regulated mortgage contracts.
• File reviews - assessing suitability of the recommendation as well as Consumer Duty considerations.
• Provide face-to-face or telephone feedback where appropriate.
• Assisting with general compliance queries.
• Dealing with Customer Due Diligence (CDD) queries

Experience required:

• Must have adequate knowledge of FCA principles and regulations.
• Must have an understanding of the requirements under The Consumer Duty.
• Must have experience in the mortgages sector, ideally having either from an advisory background or those that have conducted business assurance.
• Must have adequate knowledge of Anti-Money Laundering / Consumer Due Diligence regulations.
• Must have excellent interpersonal and communication skills.
• Must be able to work as part of a team and individually.
• CeMAP or equivalent desirable.

Up to £43k basic + Bonus + Benefits

Hybrid working (3 days per week in the office).